Chris is the Chief Compliance Officer and a Principal at 1919 Investment Counsel and a member of the firm’s Operating Committee.
He has 17 years of experience in financial services, supporting large investment adviser’s legal and compliance obligations. His primary responsibility will be implementing and monitoring the firm’s compliance program. Previously, Chris has held counsel positions with The Boston Company, T. Rowe Price Associates, and Greenwich Advisor Services. His career has focused on providing counsel on Investment Adviser’s Act legal and regulatory matters, as well as new business and product development. Chris has also worked on market structure issues around soft dollar practices and high-frequency trading.
Chris holds a B. S. from Salem State University and a Juris Doctorate from New England Law. He is a member of the Massachusetts Bar.
In his free time, Chris enjoys travel, sailing, and other outdoor endeavors.